10. Counting: Permutations and Combinations
CAUTION - CHAPTER UNDER CONSTRUCTION!
This chapter was last updated on March 17, 2025.
Many problems can be solved by counting the number of possible outcomes when choosing \(r\) elements from a set that contains \(n\) elements, with no repetition allowed (that is, each element can only be counted once). To be clear, this assumes that \(r\) and \(n\) are natural numbers and \(r \leq n.\)
Some of these problems involve choosing an ordered sequence of \(r\) elements while other problems involve choosing a subset of \(r\) elements.
This chapter presents techniques for doing this type of counting. These techniques are built on the ones you studied in the Counting: Arithmetic Techniques chapter.
Key terms and concepts covered in this chapter:
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Permutations and combinations
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Basic definitions
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Pascal’s identity
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The binomial theorem
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binomials
10.1. The Factorial Of A Number
The factorial is a function defined for all natural numbers as described below.
10.2. Permutations
A
permutation
of a set of elements is an ordered arrangement of the elements without repetition of elements. A permutation may involve every element of the set, or only some of the elements of the set. That is, a permutation is a sequence of elements from the set, where no element can appear more than once in the sequence.
Note: If you studied outside the USA, you may have learned that a permutation must involve
every element
of the set, and that the term
variation
is used when the arrangment involves only some (but not all) of the elements of the set. In this textbook, all of these are called
permutations.
Consider the last four uppercase English letters \(W, X, Y, Z\).
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\(WXYZ, XWYZ, WXZY\) are permutations of the letters taken four at a time
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\(XZW, WXY, WXZ\) are permutations of the letters taken three at a time
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\(WX, WY, ZX\) are permutations of the letters taken two at a time
Note: To be more formal, the sequences above could be written as tuples of the form \((W, X, Y, Z),\) \((X, W, Y, Z),\) \((W, X, Z, Y),\) and so on, but the notation used is simpler without the extra symbolic clutter of parentheses and commas.
Notice that no letter is repeated in a permutation.
How can you count all the possible permutations of a set? For small sets like the set of the last four uppercase English letters, you could list all the possible permutations of \(W, X, Y, Z\) to determine that there are 24 permutations of the letters taken four at a time, 24 permutations of the letters taken three at a time, and 6 permutations of the letters taken three at a time. But what if you wanted to find all the possible permutations of all twenty six uppercase English letters \(A, B, \ldots , W, X, Y, Z\)? It would be very time consuming to write out all possible permutations of, say, the twenty six uppercase English letters taken twenty one at a time, let alone all the other possible permutations. We will develop a technique for doing this kind of counting now.
Suppose you have a set that contains \(n\) elements and want to construct a \(2\)-permutation of the elements. There are \(n\) possible choices for the first element, and once that element is chosen, there are \(n-1\) possible choices for the second element. The product rule lets you conclude that there are \(n(n-1)\) ways to choose the two elements, taking into account that the order of the choices matters.
Now we can generalize this argument, informally: Suppose you have a set that contains \(n\) elements and want to construct an \(r\)-permutation, where \(r \le n.\) There are \(n\) possible choices for the first element, \(n-1\) possible choices for the second element, and so on, until we have \(n-(r-1)\) possible choices for the \(r\text{th}\) element. Apply the product rule repeatedly to conclude that there are \( n(n-1)\cdots (n-r+1)\) \(r\)-permutations of the \(n\) elements.
The process in the previous paragraph can also be viewed recursively. Suppose you have a set that contains \(n\) elements and want to construct an \(r\)-permutation, where \(r \le n.\) There are \(n\) possible choices for the first element, and the product rule let’s us conclude that the number of \(r\)-permutations of the \(n\) elements, \(P(n,r),\) is the product of \(n\) and \(P(n-1,r-1).\) Noticing that \(P(n-r,0) = 1\) lets us draw the same conclusion as in the previous paragraph: There are \(P(n,r) = n \cdot \left((n-1)\cdots (n-r+1) \right)\) permutations of \(n\) elements taken \(r\) at a time.
Video Example
The following video example features Dr. Joshua Roberts, Associate Professor of Mathematics at Georgia Gwinnett College.
Here is another way to think about counting the number of permutations of \(n\) elements taken \(r\) at a time: Imagine writing down all possible permutations of \(n\) elements taken \(n\) at a time, that is all possible ordered arrangements of all \(n\) elements. Notice that if we only care about the first \(r\) elements in the list, then there are \(n-r\) elements at the end of the list that we can rearrange in any of \((n-r)!\) ways without changing the order of the the first \(r\) elements. Now apply the division rule from the Counting: Arithmetic Techniques chapter: We have a procedure, ordering all \(n\) elements, that can be completed in \(n!\) possible ways, but for each way of completing this procedure there are \((n-r)!\) possible ways with the same outcome for ordering the first \(r\) elements. The division rule lets you conclude that there are \(\frac{n!}{(n-r)!}\) ways to order the first \(r\) elements.
Video Example
The following video example features Dr. Joshua Roberts, Associate Professor of Mathematics at Georgia Gwinnett College.
10.3. Combinations
A selection of elements from a set of \(n\) elements where order of selection does not matter is called a combination . Notice that each combination corresponds to a subset of the set of \(n\) elements.
Consider the letters \(W, X, Y, Z\) and choose three at a time where the order does not matter. In this case we are selecting a subset of size three instead of a sequence of length three. The sets \(\{ W, X, Y \}\) and \(\{ X, Y, W \}\) are just two ways of describing the same set since the order in which elements of a set are listed does not matter.
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There are four possible ways to choose three letters without regard to order: \(\{ W, X, Y \}\), \(\{ W, X, Z \}\), \(\{ W, Y, Z \}\), and \(\{ X, Y, Z \}\).
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There are six possible ways to choose three letters without regard to order: \(\{ W, X \}\), \(\{ W, Y \}\), \(\{ W, Z \}\), \(\{ X, Y \}\), \(\{ X, Z \}\), and \(\{ Y, Z \}\).
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There are four possible ways to choose one letter (without regard to order): \(\{ Z \}\), \(\{ Y \}\), \(\{ X \}\), and \(\{ W \}\). (Keep reading to find out why this "reversed" ordering of the subsets was used.)
This shows that there are 4 combinations of 4 elements taken 3 at a time, 6 combinations of 4 elements taken 2 at a time, and 4 combinations of 4 elements taken 1 at a time.
Next, notice that every \(r\)-combination corresponds to \(P(r, r) = r!\) different \(r\)-permutations. That is, to select a \(r\)-permutation we could instead first select a \(r\)-combination without regard to order and then order the \(r\) elements.
As an example, suppose we have \(n\) elements and want to construct a \(3\)-permutation. We could instead first choose a \(3\)-combination of the elements. There are \(C(n,3)\) possible \(3\)-combinations. Once we have chosen a specific \(3\)-combination, we can reorder the 3 elements in \(P(3,3) = 3!\) ways. This argument shows that \(P(n,3) = C(n,3) \cdot P(3,3) = C(n,3) \cdot 3!\), so \(C(n,3) = \displaystyle \frac{P(n,3)}{3!}\).
We can generalize this argument for each natural number \(r \leq n\) to arrive at the next theoren.
Video Example
Video Example
10.3.1. Properties Of Combinations
In this subsection you will learn about some properties of \(C(n, r)\) and a famous "number triangle;" you will see that the values listed in the triangle coincide with the values of \(C(n,r).\)
Pascal’s Triangle
Consider the following number triangle. \[{\displaystyle {\begin{array}{c}1\\1\quad 1\\1\quad 2\quad 1\\1\quad 3\quad 3\quad 1\\1\quad 4\quad 6\quad 4\quad 1\\1\quad 5\quad 10\quad 10\quad 5\quad 1\\1\quad 6\quad 15\quad 20\quad 15\quad 6\quad 1\\1\quad 7\quad 21\quad 35\quad 35\quad 21\quad 7\quad 1\end{array}}}\]
We refer to the top row of this triangle as "row 0," and the left side of the triangle as "column 0" (so the columns are actually drawn diagonally.) Notice that each number that is in row 2 or lower (and not on one of the sides of the triangle) is the sum of the two numbers directly above it in the triangle. For example, in row 5, column 2 row, the number 10 is the sum of the numbers in row 4, column 1 (the number 4) and row 4, column 2 (the number 6.)
This number triangle is often called "Pascal’s Triangle" after the French mathematician Blaise Pascal who wrote about the triangle in the mid-1600’s A.D.. However, the number triangle was known for centuries before Pascal lived. You may also want to see the "History" section of this wikipedia page for additional information.
RECOMMENDATION: The "Binomial" activity can replace the rest of this subsection.
The Numbers in the Triangle Are The Values Of \(C(n,r)\)
Notice that \(C(0,0),\) \(C(1,0),\) and \(C(1,1)\) are all equal to 1. These numbers match the values in row 0 and row 1 of the triangle.
Now, consider an alternative way we can compute \(C(n+1,r).\) Imagine we have a set containing \(n+1\) elements, where one of the elements is "special" - in how many ways can we choose \(r\) of the elements? There are two cases: We can choose the "special" element and then choose \(r-1\) other elements from the remaining \(n\) elements, or we can ignore the "special" element and choose \(r\) elements from the remaining \(n\) elements.
As a specific example, suppose we want to choose 2 elements form the set of letters \(\{ J, K, L, M, N\}\). We could treat \(J\) as a special element. In the first case, we would always choose \(J\) and then choose 1 of the 4 remaining letters; there are \(C(4,1)\) ways to do this. In the second case, we never choose \(J\), and must choose two other letters; there are \(C(4,2)\) ways to do this. In all, there are \(C(5,2)\) ways to choose 2 letters from the set, and the sum rule from the Counting: Arithmetic Techniques chapter can be applied to show that \(C(5,2)\) must be equal to \(C(4,1) + C(4,2).\)
In the general case of combinations of \(n+1\) elements taken \(r\) at a time, we have the following theorem.
This theorem shows that the numbers in each row of the triangle are the same numbers we can compute as \(C(n,r).\) That is, since row 0 and row 1 contain the values for \(C(0,0),\) \(C(1,0),\) and \(C(1,1),\) row 2 must contain the values for \(C(2,0),\) \(C(2,1),\) and \(C(2,2),\) and row 3 must contain the values for \(C(3,0),\) \(C(3,1),\) \(C(3,2),\) and \(C(3,3).\) We can continue this pattern for all rows of the triangle. This is an informal proof that the number triangle is made up of the values of \(C(n,r)\) for all natural numbers \(r\) and \(n\) with \(r \leq n.\)
\(C(n,r) = C(n,n-r)\)
You may recall from an earlier example that there are \(C(4,3) = 4\) possible ways to choose three letters from the set \(\{ W, X, Y, Z \}\) and that there are \(C(4,1) = 4\) possible ways to choose one letter from the set \(\{ W, X, Y, Z \}.\) The equation \(C(4,3) = C(4,1)\) does not "just happen to be true" but in fact must be true: Each combination of 4 elements taken 3 at a time corresponds to a combination of 4 elements taken 1 at a time, and vice versa - we can choose 3 of the 4 elements by "throwing out" the 1 element we don’t want to keep. That is, we choose the 3-element subset we care about indirectly by instead choosing the 1-element we do not care about. There is a one-to-one correspondence between the subsets that contain 3 letters and the subsets that contain 1 letter: \[\{ W, X, Y \} \text{ corresponds to } \{ Z \}\] \[\{ W, X, Z \} \text{ corresponds to } \{ Y \}\] \[\{ W, Y, Z \} \text{ corresponds to } \{ X \}\] \[\{ X, Y, Z \} \text{ corresponds to } \{ W \}\]
In general, there is always a one-to-one correspondence between the combinations of \(n\) elements taken \(r\) at a time and the combinations of \(n\) elements taken \(n-r\) at a time: Choosing \(r\) elements for a subset corresponds to choosing the \(n-r\) elements to leave out of the subset. This is an informal proof of the following theorem.
Alternatively, this theorem can be proven algebraically using the formula \(C(n,r) = \frac{n!}{r!(n-r)!}.\)
10.4. The Binomial Theorem
An algebraic expression that is the product of a number and power of zero or more variables is called a term. Two terms are called like terms if the two terms have the exact same variables and those variables appear with the exact same exponents. For example, \(a,\) \(ab,\) \(5a,\) and \(3a^{2}\) are terms, and \(a\) and \(5a\) are like terms. Like terms can be added to make a new term, for example, \(a + 5a\) is \(6a\) where we’ve used the distributive property of multiplication over addition to write \[ a + 5a = 1a + 5a = (1+5)a = 6a \]
Now consider the product of two algebraic expressions \(a+b\) and \(x+y\) where the variables represent real numbers. We can rewrite \((a+b)(x+y)\) in an expanded form by using the distributive property of multiplication over addition: \[ (a+b)(x+y) = a(x+y) + b(x+y) = ax + ay + bx + by. \]
Another way to view this multiplication is as follows: You need to sum all the possible products you can form by choosing a first factor from the set \(\{ a, \, b \}\) and a second factor from the set \(\{ x, \, y \}.\) Apply the multiplication rule to compute that there must be \((2)(2) = 4\) possible products, namely, \(ax,\) \(ay,\) \(bx,\) and \(by.\) In this way, we can calculate the same result, \[ (a+b)(x+y) = ax + ay + bx + by. \]
In case both factors are \((a+b)\), we get \[ (a+b)(a+b) = a(a+b) + b(a+b) = aa + ab + ba + bb = a^{2} + 2ab + b^{2}. \]
Notice that the coefficients can be thought of as the number of ways to choose \(b\) for each term during the multiplication: \[ a^{2} + 2ab + b^{2} = C(2,0)a^{2} + C(2,1)ab + C(2,2)b^{2} = {2\choose0}a^{2} + {2\choose1}ab + {2\choose2}b^{2}. \]
Look at the next highest powers:
\begin{equation} \begin{aligned} (a+b) \left( a^{2} + 2ab + b^{2} \right) {} & = a \left( a^{2} + 2ab + b^{2} \right) + b \left( a^{2} + 2ab + b^{2} \right) \\ & = a^{3} + 2a^{2} b + ab^{2} + a^{2} b + 2ab^{2} + b^{3} \\ & = (1)a^{3} + (2+1) a^{2} b + (1+2) ab^{2} +(1) b^{3} \\ & = a^{3} + 3 a^{2} b + 3 ab^{2} + b^{3} \end{aligned} \end{equation}
\begin{equation} \begin{aligned} (a+b) \left( a^{3} + 3 a^{2} b + 3 ab^{2} + b^{3} \right) {} & = a \left( a^{3} + 3 a^{2} b + 3 ab^{2} + b^{3} \right) + b \left( a^{3} + 3 a^{2} b + 3 ab^{2} + b^{3} \right) \\ & = a^{4} + 3 a^{3} b + 3 a^{2} b^{2} + ab^{3} + a^{3} b + 3 a^{2} b^{2} + 3 ab^{3} + b^{4} \\ & = (1)a^{4} + (3 + 1) a^{3} b + (3 + 3) a^{2} b^{2} + (1 + 3) ab^{3} + (1)b^{4} \\ & = a^{4} + 4 a^{3} b + 6 a^{2} b^{2} + 4 ab^{3} + b^{4} \end{aligned} \end{equation}
Notice that the coefficients in the algebraic expansions above are the same numbers that appear in Pascal’s arithmetic triangle.
We will prove in the Proofs: Mathematical Induction chapter that \[ (a+b)^{n} = \sum\limits_{i=1}^{n} {n\choose i} a^{n-i} b^{i} \] for every natural number \(n.\)
10.5. Exercises
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List all the permutations of \(\{1, 2, 3\}\).
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How many permutations are there of the set \(\{1, a, 2, b, 3, c, 5\}\)?
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Let \(A=\{a, b, c, d\}\)
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List all the 3-permutations of \(A\).
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List all the 3-combinations of \(A\).
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Let \(A=\{a, b, c, d, e\}\)
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List all the 2-permutations of \(A\).
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List all the 2-combinations of \(A\).
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Find the value of the following
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\(P(5,2)\)
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\(P(10,8)\)
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\(P(14,10)\)
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\(P(12,8)\)
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\(C(5,2)\)
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\(C(10,8)\)
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\(C(14,10)\)
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\(C(12,8)\)
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How many bit strings of length 10 contain:
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Exactly five 1s?
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At most five 1s?
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At least four 1s?
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The same number of 0s and 1s?
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How many permutations of the digits \(12345678\) contain:
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The string 284?
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The string 3581?
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The string 21 and 57?
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How many ways are there to choose 9 cards from a standard 52 card deck?
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How many ways can you be dealt a pair in a 5 card hand (2 cards of the same rank and 3 cards of a different rank)?
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How many ways can you be dealt a full house in a 5 card hand (2 cards of the same rank and 3 cards of the same rank)?
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How many license plates consist of 4 letters followed by 3 digits if:
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Repetition is allowed?
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Repetition is not allowed?
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Using \(C(n,r) = \displaystyle \frac{n!}{r!(n-r)!}\), evaluate the terms of this triangular table. Will you need the formula to extend the table to more rows?
\begin{array}{ccccccccccccc} &&&&&&&C(0,0)&&&&&&\\ &&&&&& C(1,0) && C(1,1) &&&&&\\ &&&&& C(2,0) && C(2,1) && C(2,2) &&&&\\ &&&& C(3,0) && C(3,1) && C(3,2) && C(3,3) &&&\\ &&& C(4,0) && C(4,1) && C(4,2) && C(4,3) && C(4,4) &&\\ \end{array}